China Galaxy Securities

China Galaxy Securities

China Galaxy Securities Company Limited (hereinafter referred to as the Company) is the approval of the State Council, China Galaxy Co. Ltd. of securities brokerage, investment banking, and on the basis of the relevant assets, by the China Galaxy Financial Holding Co. 's main sponsor, Beijing Puretrix DFJ Venture Capital Co., Ltd., Chongqing Water Group Co Limited, China General Technology (Group) Holding Company Limited, shares in four domestic investors, on 26 January 2007 co - sponsored the establishment of a national comprehensive securities company.The registered capital of 60 million yuan.Company's registered address is: 35 Financial St, Xicheng District No. 2 - 6 layers.The legal representative Gu Wei Guo, Chen Youan, chairman of the board.Central Huijin Investment Ltd is a company and actual controllers.Company headquarters is located in Beijing, with registered capital of 60 billion yuan.Has a staff of 11,500 people.Scope of business shall include: securities brokerage, securities investment consulting, financial consultancy related to securities trading and securities investment activities, securities underwriting and sponsoring, securities proprietary trading, securities assets management, financed funds and bonds, as well as the approval of the CSRC other businesses.Company, which owns the Galaxy Innovation Capital Management Ltd and Galaxy Futures Co., Ltd.Hong Kong subsidiary has been approved by the CSRC.

Scope Of Business

including: securities brokers;Securities Investment consulting;financial consultancy related to securities trading and securities investment activities;Underwriting and recommendation of securities;operation of securities;including: securities brokers;Securities Investment consulting;financial consultancy related to securities trading and securities investment activities;Underwriting and recommendation of securities;operation of securities;. securities asset management company is headquartered in Beijing, 167 under the Securities Sales and Services 47 Total 214 business outlets securities asset management company is headquartered in Beijing, 167 under the Securities Sales and Services 47 Total 214 business outlets .
investment banking business, the company has completed the Bank of China, Air China, China Life, Ping An Insurance, Bank of Communications and other projects of public and non - public offering;State Grid has been completed, the Power Plant of the China Southern Power Grid, China Guodian Corporation, Capital Airport, Shanghai Jiushi projects such as bond underwriting, 2004 - 2006 for three consecutive years ranked first underwriting amount of corporate bonds;The Company has more than 20 listed companies affiliated transactions of the business, which has issued a report of the independent financial advisor, and was nearly 30 mergers and reorganization project investment banking business, the company has completed the Bank of China, Air China, China Life, Ping An Insurance, Bank of Communications and other projects of public and non - public offering;State Grid has been completed, the Power Plant of the China Southern Power Grid, China Guodian Corporation, Capital Airport, Shanghai Jiushi projects such as bond underwriting, 2004 - 2006 for three consecutive years ranked first underwriting amount of corporate bonds;The Company has more than 20 listed companies affiliated transactions of the business, which has issued a report of the independent financial advisor, and was nearly 30 mergers and reorganization project . 1 1.

Honors Status

1, since the year 2000, the company and the business for six national brokerage stock trading fund annual industry ranking first, the amount of bonds traded four brokerages nationwide annual ranking first 1, since the year 2000, the company and the business for six national brokerage stock trading fund annual industry ranking first, the amount of bonds traded four brokerages nationwide annual ranking first . 2009 stock fund has maintained a total transaction amount and the first prize and 2009 stock fund has maintained a total transaction amount and the first prize and .
2009 net profit in the industry to make more than twice the average of the 2009 net profit in the industry to make more than twice the average of the . 2, strong market development force, fund research maintains the domestic leading position 2, strong market development force, fund research maintains the domestic leading position .
3 stock underwriting business for many years ranked the top three companies 3 stock underwriting business for many years ranked the top three companies . 4,corporate bonds underwriting from 2004 to 2006 for three consecutive years ranked first underwriting amount of corporate bonds and the number of 4,corporate bonds underwriting from 2004 to 2006 for three consecutive years ranked first underwriting amount of corporate bonds and the number of .
underwrote corporate underwriting amount continues to rank first in underwrote corporate underwriting amount continues to rank first in . 5, 2009 A underwriting qualification of debt continued, pushing overall fixed - income platform and Primary Dealers Qualification by 5, 2009 A underwriting qualification of debt continued, pushing overall fixed - income platform and Primary Dealers Qualification by .
6, 2009 bonds repo transactions among brokers ranking second 6, 2009 bonds repo transactions among brokers ranking second . 7 of the end of 2009, 64 per cent of the Department of the Company to conduct futures IB business 7 of the end of 2009, 64 per cent of the Department of the Company to conduct futures IB business .
8, "The Times"," Financial Times" and other media to host of securities brokerage business won"2009 most investors securities", the" 2009 China Best Broker in 9, 2009 on the Shanghai Stock Exchange and is rated as one of ten outstanding members 10, obtained China Bond Registration and Clearing of the Company's 2009 national inter - bank bond market by clearing members of the elite "11, is the country's mainstream financial magazine as" the best Chinese mainland brokerage institutions"," China best bond underwriting mechanism "12 and China's mainstream financial media alliance organized the annual China Financial Management General Comment Roll" best service companies", which was 13,Baidu Finance obtained by China's most influential companies" hundreds of millions of netizens in China Top 10 most influential securities company 14 billion, the China Financial Management General Comment Roll's 10 largest brokerages in the gold medal. "
China Galaxy Securities

Development Course

Letter dated 26 January 2007, subject to the approval of CSRC, according to China Galaxy Financial Holding Co. 's main sponsor, combined the four domestic investors, to establish the China Galaxy Securities Co., Ltd. (hereinafter referred to as" the Company ") was later acquired by China Galaxy Co. Ltd. of securities brokerage, investment banking, and related assets, registered capital is RMB yuan 60
Galaxy owns futures brokerage co., ltd. Oct. 21, 2009, the company was established as a galactic
Innovation Capital Management, LLC in November 2010,Where the CSRC has approved the company establish subsidiaries in Hong Kong Innovation Capital Management, LLC in November 2010,Where the CSRC has approved the company establish subsidiaries in Hong Kong .

Business Introduction

Securities Broker

Company 219 is provided wherein the outlets (5) is being created), distributed in over 30 provinces, autonomous regions, municipalities directly under the Central Government, is currently the most branches of securities companies for Company 219 is provided wherein the outlets (5) is being created), distributed in over 30 provinces, autonomous regions, municipalities directly under the Central Government, is currently the most branches of securities companies for . monomer directly to nearly 500 million cu stomer service, customer assets amounted to 4 trillion yuan, stocks, fund turnover for years not only in the traditional first monomer directly to nearly 500 million cu stomer service, customer assets amounted to 4 trillion yuan, stocks, fund turnover for years not only in the traditional first .
company's B - share trading varieties have an obvious advantage in funds and futures IB business, warrants, share transfer, the commodity transaction and so on also at the forefront of the sector company's B - share trading varieties have an obvious advantage in funds and futures IB business, warrants, share transfer, the commodity transaction and so on also at the forefront of the sector . domestic companies in 20 large and medium - sized cities was established 26 online mirror sites,online transactions accounted for more than 80 percent of the company via domestic companies in 20 large and medium - sized cities was established 26 online mirror sites,online transactions accounted for more than 80 percent of the company via .
Gemini, Neptune, two sets of the online transaction system, transaction website FLASH fast and mobile phone Galaxy Avatar Treasury securities, multichannel, multi - way of off - site transaction system Gemini, Neptune, two sets of the online transaction system, transaction website FLASH fast and mobile phone Galaxy Avatar Treasury securities, multichannel, multi - way of off - site transaction system .

Investment Bank

Equity financing aspect, complete the China Southern Airlines Co, Bank of China, Air China, China Life, Ping An of China, Bank of Communications, China's Shenhua Group and China Coal Energy Co Ltd, Aluminum Corporation of China, Agricultural Bank of China and other large enterprises of underwriting the recommendation work, the leading underwriting service of more than 150 items, and the accumulated amount of lead underwriting projects exceeds 350 billion yuan, sales pricing and their ability to operate the regulators and the industry are widely accepted, and successfully completed 100 has a larger market impact of the financial consultant project Equity financing aspect, complete the China Southern Airlines Co, Bank of China, Air China, China Life, Ping An of China, Bank of Communications, China's Shenhua Group and China Coal Energy Co Ltd, Aluminum Corporation of China, Agricultural Bank of China and other large enterprises of underwriting the recommendation work, the leading underwriting service of more than 150 items, and the accumulated amount of lead underwriting projects exceeds 350 billion yuan, sales pricing and their ability to operate the regulators and the industry are widely accepted, and successfully completed 100 has a larger market impact of the financial consultant project . bond financing, long - term service to the Ministry of Railways, the State Grid, Sinopec, Guodian Group, Bank of China,Bank of Communications and other top domestic high - end clients, and underwriting bonds, a total of 1598.
75 billion 2009 corporate underwriting reached 394 billion, underwriting to number 23, all of which have topped the industry's first 75 billion 2009 corporate underwriting reached 394 billion, underwriting to number 23, all of which have topped the industry's first . 2010, the company as the main underwriters underwriting its inaugural 540 billion Huijin's bonds and the underwriting in China's first project for the construction of municipal bond debt 2010, the company as the main underwriters underwriting its inaugural 540 billion Huijin's bonds and the underwriting in China's first project for the construction of municipal bond debt .
Guiyang Jinyang Guiyang Jinyang.

Asset Management

China Galaxy Securities Company Limited is the SFC securities assets under the directional assets management business of the Detailed Rules for the Law of the People's Republic of China after Beijing first to receive the directional assets management business qualifications of securities company China Galaxy Securities Company Limited is the SFC securities assets under the directional assets management business of the Detailed Rules for the Law of the People's Republic of China after Beijing first to receive the directional assets management business qualifications of securities company . inherits the customer increase the value of assets in asset management service throughout the whole process", to provide customers diversification, specialization and individuation service inherits the customer increase the value of assets in asset management service throughout the whole process", to provide customers diversification, specialization and individuation service .
Asset Management since 2009, the Company has successively issued the "Venus" # 1, # 1 and the Polaris Galaxy 99 index aggregate asset management plan, and the Fuxing No. 1 limited specific aggregate asset management plan

Research And Consultancy

Investment research company headquarters is domestic, the most influential, comprehensive strength, running the most regulating professional securities research institutes on Investment research company headquarters is domestic, the most influential, comprehensive strength, running the most regulating professional securities research institutes on . investment research headquarters at all levels of the Fund Research Center is the first domestic professional fund research evaluation mechanism, fund research and evaluation of the Fund when it comes to taking the lead in the country, the development of independent fund research as well as business rules of the Fund, based on the evaluation of fund classification system has become the industry standard investment research headquarters at all levels of the Fund Research Center is the first domestic professional fund research evaluation mechanism, fund research and evaluation of the Fund when it comes to taking the lead in the country, the development of independent fund research as well as business rules of the Fund, based on the evaluation of fund classification system has become the industry standard .
2010 was among the first to the Securities Association of China, the membership includes the evaluation of the Fund, the funds 2010 was among the first to the Securities Association of China, the membership includes the evaluation of the Fund, the funds . company takes the lead in establishing professional investment consultant team, focusing on brokerage services customer,customer value appreciation in order to provide professional support company takes the lead in establishing professional investment consultant team, focusing on brokerage services customer,customer value appreciation in order to provide professional support .

Financial Innovation

in the derivatives business, the company has a professional elite of product design, investment management and model number of the team, innovative business models and products at in the derivatives business, the company has a professional elite of product design, investment management and model number of the team, innovative business models and products at . ETF market - making services, innovation and product development was an important breakthrough for the industry innovation and development has made positive contributions to the ETF market - making services, innovation and product development was an important breakthrough for the industry innovation and development has made positive contributions to the .
in QFII business, the company in 2003 as the first batch of QFII clients entrusted transactions since the service, and gradually accumulate experience and the introduction of advanced trading technology, has developed to provide professional and diversified trading, research,consulting services for qualified foreign institutional investors (QFII) in QFII business, the company in 2003 as the first batch of QFII clients entrusted transactions since the service, and gradually accumulate experience and the introduction of advanced trading technology, has developed to provide professional and diversified trading, research,consulting services for qualified foreign institutional investors (QFII) . brokers in financed funds and bonds business, the company in 2010 and obtained business qualifications, and has been officially launched the service at brokers in financed funds and bonds business, the company in 2010 and obtained business qualifications, and has been officially launched the service at .

Shareholdings

shareholders stake China Galaxy Financial Holding Co. 's 99. 89% Beijing Puretrix DFJ Venture Capital Co., Ltd., 0. 03% Chongqing Water Group Co., Ltd., 0. 03% Zhejiang Tianlang Investment Management Co., Ltd. (hereinafter referred to as the 0. 03% shares in 0. 02%

Managers

Chairman Of The Board Of

Chen Youan, male, born in March 1958, Han nationality, CPC member, management science and engineering PhD, Senior Engineer, mastering center directly contact the high - level experts, an expert enjoying special governmental allowance granted by the State Council in 2001, the school's 17th Chen Youan, male, born in March 1958, Han nationality, CPC member, management science and engineering PhD, Senior Engineer, mastering center directly contact the high - level experts, an expert enjoying special governmental allowance granted by the State Council in 2001, the school's 17th . attended a one - year option on the Young and Middle - aged learning, 2006 at the John F. Kennedy School of Government, Harvard University, attended the Organization Department of the Central Committee of the Organization of the Fifth Public Management Advanced Training Class.
participated in the formulation of a national "Sixth Five - Year", "Seventh Five - Year" energy planning for the development of power industry reformation plan and the national "Seventh and Eighth Five - Year" plan for the use of foreign funds, to participate in the five SEZs,14 coastal open cities, the bonded zones, bonded warehouses to formulate policies for the use of the participated in the formulation of a national "Sixth Five - Year", "Seventh Five - Year" energy planning for the development of power industry reformation plan and the national "Seventh and Eighth Five - Year" plan for the use of foreign funds, to participate in the five SEZs,14 coastal open cities, the bonded zones, bonded warehouses to formulate policies for the use of the . from financial support, within the reform of foreign trade and government management in transition and other aspects were mentioned from financial support, within the reform of foreign trade and government management in transition and other aspects were mentioned .
2005 came into the list of Top 10 Newsmaker Asia Management Innovation 2005 came into the list of Top 10 Newsmaker Asia Management Innovation . and has also worked with the National Energy Commission, State Economic Commission, State Planning Commission, the China International Trust and Investment Corporation, China Development Bank (CDB), the People's Government of Gansu Province, Central Huijin in service and has also worked with the National Energy Commission, State Economic Commission, State Planning Commission, the China International Trust and Investment Corporation, China Development Bank (CDB), the People's Government of Gansu Province, Central Huijin in service .
successive CDB credit bureau in East China (Shanghai, Jiangsu, Zhejiang, Fujian, Anhui, Shandong, Jiangxi) Deputy Director.Bank Lanzhou Branch of the People's Bank of China (Gansu, Qinghai, Ningxia), governor of the Chairperson;Assistant Governor of Gansu provincial Vice - Director of the Trade and Economic Cooperation, the Office of the Leading Party Members' Group;Assistant to the Governor of Gansu Province, the provincial party members and the Director of the Department of Commerce, the Office of the Leading Party Members' Group, director - general of the cooperatives of the province, secretary of the in Gansu Province during the 10th and 11th National People's Congress (NPC) on behalf of the Communist Party Representative Congress of Gansu Province to the Tenth, Eleventh, member of the Sixth National Congress of the Federation of Literary and Art Circles represent in Gansu Province during the 10th and 11th National People's Congress (NPC) on behalf of the Communist Party Representative Congress of Gansu Province to the Tenth, Eleventh, member of the Sixth National Congress of the Federation of Literary and Art Circles represent .
mainly for and we're going to have the next 10 years the world economy and currency, capital markets, project finance and risk management "," Japan's development "," credit rating inside the bank with credit risk modeling "," West 2009 Chen Youan thoughts, words,are doing "like mainly for and we're going to have the next 10 years the world economy and currency, capital markets, project finance and risk management "," Japan's development "," credit rating inside the bank with credit risk modeling "," West 2009 Chen Youan thoughts, words,are doing "like . incumbent Central Huijin Investment Co., Ltd;China Galaxy Financial Holding Co. 's general manager, secretary of the Communist Party of China;China Galaxy Securities Company Limited, Chairman of

Chairman Of The Board Of Supervisors

Yu Xiu Wen, male, born in July 1957, of Han nationality, CPC member, with a degree in economics in 1983 Yu Xiu Wen, male, born in July 1957, of Han nationality, CPC member, with a degree in economics in 1983 . inauguration by the Ministry of Finance, the Budget Division at the local, local budgets, at both the local Division, from 1989 to 1995 served as Local Budget Division; deputy director, deputy director - level;1995 as the first batch of central state organs by cadres to work in Tibet, the Tibet Autonomous Region, Deputy Director - General of the Department of Finance and member of its Leading Party Members' Group;From 1998 to 2000, Deputy Director - General of the Ministry of Finance and the Budget Division Assistant Inspector;From 2000 to 2006 and has worked for the State Department of China Galaxy Securities Co., Ltd., Board of Supervisors at the level of deputy of bureau shall
August 2005 up to now, China Galaxy Financial Holding Co. 's supervisors in February 2006 to March 2011, Ren China Galaxy Financial Holding Co., Ltd., Member of the Party discipline inspection committee members
2007. since January China Galaxy Securities Co., Ltd., Member of the since December 2005,China's securities co., ltd.
supervisors on the supervisory board in February 2007 election as the Chairman of the Board of Supervisors supervisors on the supervisory board in February 2007 election as the Chairman of the Board of Supervisors . 2011) since March China Galaxy Securities Co., Ltd., and Deputy Party Secretary of

President

Secretary of State of Gu Wei, male, born in March 1959, Han nationality, CPC member, master's degree in economics from Secretary of State of Gu Wei, male, born in March 1959, Han nationality, CPC member, master's degree in economics from . August 1987 to August 2002 August Institute at the China Construction Bank Corporation, Credit, due out in the room, the principal - agent and the intermediate unit or department work and worked as the Deputy Director, Director, Deputy General Manager, General Manager - August 1987 to August 2002 August Institute at the China Construction Bank Corporation, Credit, due out in the room, the principal - agent and the intermediate unit or department work and worked as the Deputy Director, Director, Deputy General Manager, General Manager - .
2002 - 2007 Member of the Chinese technology company, vice president and executive vice president of 2002 - 2007 Member of the Chinese technology company, vice president and executive vice president of . 2007 China Galaxy Securities Company Limited, a member of the Party CommitteeFrom September 2009 to March 2010 members of the China Galaxy Securities Co., Ltd., Vice President,
April 2010 to October 2010 Galactic Ren Innovation Capital Management Ltd. and Chairman of 3 since May of 2010, China Galaxy Securities Co., Ltd., secretary of the Communist Party of China, 2010
president since April of China Galaxy Securities Company Limited, a director at president since April of China Galaxy Securities Company Limited, a director at . 2011 Nov 1999 China Galaxy Financial Holding Co. 's directors
VP Mei Li, female, born in January 1964, Han nationality, CPC member, Doctor of Management, is an adjunct professor at Southwestern University of Finance and Economics, VP Mei Li, female, born in January 1964, Han nationality, CPC member, Doctor of Management, is an adjunct professor at Southwestern University of Finance and Economics,. tutor from 1986 to 1994 and worked in the Education of the People's Bank of China (PBOC), the Division of Finance tutor from 1986 to 1994 and worked in the Education of the People's Bank of China (PBOC), the Division of Finance .
between 1994 and 1999, the Board of Directors of the Ren 'an Securities Co, the deputy director of the Office of the Executive Board, Director and General Manager of the Trading Volume between 1994 and 1999, the Board of Directors of the Ren 'an Securities Co, the deputy director of the Office of the Executive Board, Director and General Manager of the Trading Volume . since August 1999 served as the vice - president of Guotai Junan Securities Co., Ltd.,
Securities Law revision working group members and "futures law" drafting work group;Zeng joined the China Financial Futures Exchange (CFFEX) to undertake preparatory Securities Law revision working group members and "futures law" drafting work group;Zeng joined the China Financial Futures Exchange (CFFEX) to undertake preparatory . incumbent China Galaxy Securities Co., Ltd., deputy party secretary, vice president of
Vice President Qi Liang, male, born in August of 1969, Han nationality, CPC member, master's degree in economics from the Master of Business Administration in 1992 Vice President Qi Liang, male, born in August of 1969, Han nationality, CPC member, master's degree in economics from the Master of Business Administration in 1992 . work work .
in the Industrial and Commercial Bank of China from 1993 to 2005, Huaxia Securities Co., Ltd served as the Assistant General Manager of Beijing Dongsi Branch is in Hunan Management Headquarter, Deputy General Manager of Harbin Management Headquarters, Deputy General Manager in the Company Research and Development, General Manager, Director of Huaxia Securities Institute, the Director,HUA XIA SECURITIES CO., LTD. and the assistant to the president of 2005, CITIC Securities Co., Ltd., Vice President, Member of the
has been awarded with the "World Financial Laboratory" in 2004 as one of the 100 most prestigious Securities analyst first has been awarded with the "World Financial Laboratory" in 2004 as one of the 100 most prestigious Securities analyst first . incumbent China Galaxy Securities Company Limited, a member of the Party Committee and vice - president incumbent China Galaxy Securities Company Limited, a member of the Party Committee and vice - president .
vice president Chen Jing, female, born in January 1963, Han nationality, CPC member, master of engineering vice president Chen Jing, female, born in January 1963, Han nationality, CPC member, master of engineering . worked at the Hubei Institute of Aeronautics and Astronautics Satellite Application Company, Beijing Zhicheng Information Industrial Co., Ltd., China Cinda Trust
2000 years later,China Galaxy Securities Co., Ltd. and successively served as a director of the Center for Information Technology, Human Resources, General Manager, Head of Customer Asset Depository Center Director . He won the 2002 China Excellent CIO "
incumbent China Galaxy Securities Company Limited, a member of the Party Committee and vice - president, vice president of incumbent China Galaxy Securities Company Limited, a member of the Party Committee and vice - president, vice president of . Huo Xiaoyu, female, born in September 1966, the Han nationality, CPC member, Huo Xiaoyu, female, born in September 1966, the Han nationality, CPC member, .
Master of Business Administration from 1988 to 1991, the Ministry of Finance Industry and Transport Statistics, Division of Finance Master of Business Administration from 1988 to 1991, the Ministry of Finance Industry and Transport Statistics, Division of Finance . work from 1991 to 2002, trust and investment companies in China's economic development work and worked as the Deputy General Manager of Credit Business,1998 General manager Ren Beijing work from 1991 to 2002, trust and investment companies in China's economic development work and worked as the Deputy General Manager of Credit Business,1998 General manager Ren Beijing .
2002 at China Galaxy Securities held Beijing Fucheng Road, General manager, deputy general manager of the Management Department, Management Department, General Manager of Beijing Yuetan 2002 at China Galaxy Securities held Beijing Fucheng Road, General manager, deputy general manager of the Management Department, Management Department, General Manager of Beijing Yuetan . currently serves as General Manager of China Galaxy Securities Company Limited, a member of the Party Committee and vice - president of currently serves as General Manager of China Galaxy Securities Company Limited, a member of the Party Committee and vice - president of .

Secretary Of The Central Commission For Discipline Inspection

the union's president, Zhang Jian - jun, male, born in December 1970, Han nationality, CPC member, and a Bachelor of the union's president, Zhang Jian - jun, male, born in December 1970, Han nationality, CPC member, and a Bachelor of . from 1993 to 2004 successively in China's Central Commission for Discipline Inspection (CCDI) of the second chamber the discipline inspection commission and ministry of the Executive Office of the Secretary - General of the Office of the Communist Party of China (CPC) Central Committee, 2002 he served as the deputy of from 1993 to 2004 successively in China's Central Commission for Discipline Inspection (CCDI) of the second chamber the discipline inspection commission and ministry of the Executive Office of the Secretary - General of the Office of the Communist Party of China (CPC) Central Committee, 2002 he served as the deputy of .
Yuan between 2004 and 2009 China's Central Commission for Discipline Inspection (CCDI) of the second chamber in the discipline inspection and supervision work, the successive two Deputy General Director, Director of the Ministry of Supervision of China's Central Commission for Discipline Inspection (CCDI) Yuan between 2004 and 2009 China's Central Commission for Discipline Inspection (CCDI) of the second chamber in the discipline inspection and supervision work, the successive two Deputy General Director, Director of the Ministry of Supervision of China's Central Commission for Discipline Inspection (CCDI) . has been named the Outstanding Young Expert of authority, was twice named the outstanding civil servants, citations of merit "Merit and the Order of Merit each collective once has been named the Outstanding Young Expert of authority, was twice named the outstanding civil servants, citations of merit "Merit and the Order of Merit each collective once .
November 2009 China Galaxy Financial Holding Corporation, a member of the Party Committee of the Central Commission for Discipline Inspection, China Galaxy Securities Co., Ltd., Member of the Party, the Central Commission for Discipline Inspection of the In August 2010, China's financial union China Galaxy Financial Holding Co. 's director, watched during the election for China Galaxy Securities Co., Ltd., trade unions, Chairman of the Committee on the Exercise of the

Head Of Compliance

Li Shuhua, male, born in october 1971, Han nationality, CPC member, successively at Xiamen University, a Master's degree in accounting from the University of Finance and Economics, Ph.D., is engaged in the financial investment from Peking University's postdoctoral work from 1995 to 1999, he taught at Xiamen University's Certified Public Accountants, Securities in Hong Kong and Macao and the Shanghai headquarters of research, investment banking work, Ren Deputy General Manager;1999 - 2010, in the accounts department of the China Securities Regulatory Commission (CSRC), the General Office of the Chief Clerk Comptroller's Office, Deputy Director and Director of the General Office (presiding), Chief Director of Comprehensive Budget;therebetween from October 2007 to April 2008, the Commission, have been appointed to the London headquarters of HSBC Group work from 1995 to 1999, he taught at Xiamen University's Certified Public Accountants, Securities in Hong Kong and Macao and the Shanghai headquarters of research, investment banking work, Ren Deputy General Manager;1999 - 2010, in the accounts department of the China Securities Regulatory Commission (CSRC), the General Office of the Chief Clerk Comptroller's Office, Deputy Director and Director of the General Office (presiding), Chief Director of Comprehensive Budget;therebetween from October 2007 to April 2008, the Commission, have been appointed to the London headquarters of HSBC Group work .
2009 was elected to a national talent of the "New Century National Hundred, Thousand and Ten Thousand Talent Project", the 2008 central government organs, the title of Excellent Young "and" national securities and futures business excellence award 'in 2007, the Commission, have been awarded "Advanced Individual of comprehensive securities company, and the honorary title of 2005 obtained the system excellent communist" honorary title, seven were named the SFC high - calibre staff,awarded the national prize of excellent article in 2009 was elected to a national talent of the "New Century National Hundred, Thousand and Ten Thousand Talent Project", the 2008 central government organs, the title of Excellent Young "and" national securities and futures business excellence award 'in 2007, the Commission, have been awarded "Advanced Individual of comprehensive securities company, and the honorary title of 2005 obtained the system excellent communist" honorary title, seven were named the SFC high - calibre staff,awarded the national prize of excellent article in . Accounting Financial Accounting Society of China, the Deputy Secretary - General of the Securities Association of China, the Financial Accounting Standards Board, FASB, an expert with the Ministry of Finance Internal Control Standards Committee, an expert with the Ministry of Finance and Enterprise Informatization Commission, an expert with the Chinese Accounting Standards Board and Financial Accounting Advisory Committee experts, young Chinese financial costs; council member, serving for Shanghai National Accounting Institute and advisor of postgraduates in the Accounting Financial Accounting Society of China, the Deputy Secretary - General of the Securities Association of China, the Financial Accounting Standards Board, FASB, an expert with the Ministry of Finance Internal Control Standards Committee, an expert with the Ministry of Finance and Enterprise Informatization Commission, an expert with the Chinese Accounting Standards Board and Financial Accounting Advisory Committee experts, young Chinese financial costs; council member, serving for Shanghai National Accounting Institute and advisor of postgraduates in the .
incumbent China Galaxy Securities Co., Ltd., Chief Compliance Officer

Secretary Of The Board Of Directors

Jianhui Wu, male, born in November 1970, Han nationality, CPC member, Doctor of Economics, Senior Economist Jianhui Wu, male, born in November 1970, Han nationality, CPC member, Doctor of Economics, Senior Economist ., 1997 to December 2005, having served as the headquarters of the China Unicom Group HR at the appointment of cadres, training and development; Deputy (presiding), deputy director - general of EIIC (presiding), Chief of the long - term incentive;Between January 2006 and September 2007, served as Director of Human Resources Assistant general manager of Bank of China Building, Bank of China, the vice - chairman of the Enterprise Annuity Council (concurrently), BOC Insurance Co., Ltd) (Vice - Chairman - cum - Director;Between October 2007 and June 2010, Ren's senior manager of human resources;On July 6, 2010 to March 2011, members of the China Galaxy Securities Co., Ltd., candidates for the post of Secretary of the Board of Directors, the Organization Department of the Party Committee, and the HR Department;In March 2011, the President of the China Galaxy Securities Co., Ltd., Secretary of the Board of Directors and committees of the Organization Department of the Ministry of Human Resources, general manager of
Oct 2010 securities co., ltd., who is also vice - president of the Party School;Since January 2011, who is also secretary of the Communist securities co., ltd.

Death Of An Employee

March 12, 2014, at 4 p.m., left, and Galaxy Securities Company found an injured person who was cast in the stairwell, immediately dial call of 120 Emergency Alarm and emergency personnel to take measures after acknowledging that that person has been killed by and emergency personnel to take measures after acknowledging that that person has been killed by .
confirmed that the dead are on staff confirmed that the dead are on staff . the affair was under investigation, asked the media not to misinformation, to the families of the deceased and to the detriment of the the affair was under investigation, asked the media not to misinformation, to the families of the deceased and to the detriment of the .

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