教育背景
2008 波士頓學院 金融學 博士學位
2003 華盛頓大學 經濟學 碩士學位
2001 北京大學 經濟學 學士學位
工作經歷
2014至今 清華大學五道口金融學院，院長助理、金融學講席教授、博士生導師
2018至今 清華大學五道口金融學院，副院長
2016至今 教育部“長江學者”特聘教授
2016至今 中國證監會第六屆上市公司併購重組審核委員會委員
2015至今 清華大學金融MBA教育中心，主任
2018至今 清華大學國家金融研究院全球併購重組研究中心，主任
2014至今 清華大學國家金融研究院創業金融與經濟成長研究中心，主任
2015– 2018 清華大學國家金融研究院中國家族財富研究中心，主任
2008 – 2016 美國印第安納大學凱利商學院，教授(終身教職)、副教授(終身教職)、助理教授
主要研究領域
公司金融
風險投資及私募資本
企業創新
股利政策
併購重組
學術期刊主編
2014 –至今 副主編,管理科學
2018 –至今 副主編,公司金融期刊
2018 –至今 副主編,金融穩定期刊
2017 –至今 副主編,中國經濟評論
2014 –至今 副主編,國際金融評論
2018 –至今 主編，亞太金融研究期刊
2016 – 2017 主編，亞太金融研究期刊創業金融與技術創新專刊
2015 –至今 聯席主編，國際金融評論創業金融與企業創新專刊
2015 –至今 副主編,銀行與金融期刊
2015 – 2018 副主編,金融評論
2015 –至今 副主編,亞洲泛太平洋金融期刊
2013 – 2018 副主編,亞太金融研究期刊
發表論文
[1] “The Causes and Consequences of Venture Capital Stage Financing,” 2011, Journal of Financial Economics, Vol. 101 (1), 132-159.
•Winner of Jensen Prize (2nd place) for the best paper published in 2011 in the areas of Corporate Finance and Organizations in Journal of Financial Economics
[2] “The Role of Venture Capital Syndication in Value Creation for Entrepreneurial Firms,” 2012, Review of Finance, Vol. 16 (1), 245-283.
[3] “Preparing the Equity Market for Adverse Corporate Events: A Theoretical Analysis of Firms Cutting Dividends,” (with Thomas Chemmanur), 2012, Journal of Financial and Quantitative Analysis, Vol. 47 (5), 993-972.
[4] “The Dark Side of Analyst Coverage: The Case of Innovation,” 2013, (with Jie He), 2013, Journal of Financial Economics, Vol. 109 (3), 856-878.
[5] “Tolerance for Failure and Corporate Innovation,” (with Tracy Wang), 2014, Review of Financial Studies, Vol. 27 (1), 211-255.
[6] “Financial Development and Innovation: Cross Country Evidence,” 2014, (with Po-Hsuan Hsu and Yan Xu), Journal of Financial Economics, Vol. 112 (1), 16-135.
[7] “Communicating Private Information to the Equity Market before a Dividend Cut: An Empirical Analysis,” (with Thomas Chemmanur), Journal of Financial and Quantitative Analysis, forthcoming.
[8] “Corporate Venture Capital, Value Creation, and Innovation,” 2014, (with Thomas Chemmanur and Elena Loutskina), Review of Financial Studies 27, 2434-2473
[9] “Does Stock Liquidity Enhance or Impede Firm Innovation?” 2014, (with Vivian Fang and Sheri Tice), Journal of Finance, Vol. 69 (5), 2085-2125.
[10] “Does Banking Competition Affect Innovation?” 2015， (with Jess Cornaggia, Yifei Mao, and Brian Wolfe), Journal of Financial Economics, Vol. 115 (1), 189-209.
[11] “Disciplining Delegated Monitors: When Venture Capitalists Fail to Prevent Fraud by Their IPO Firms” (with Gregory Udell and Xiaoyun Yu), Journal of Accounting and Economics, Vol. 61 (2-3), 526-544.
[12] “Location, Proximity, and M&A Transactions” (with Ye Cai and Han Xia), Journal of Economics & Management Strategy, Vol. 25 (3), 688-719
[13] “Do Unions Affect Innovation?” (with Daniel Bradley and Incheol Kim), Management Science, Vol. 63 (7), 2251-2271.
[14] “How do Foreign Institutional Investors Enhance Firm Innovation?” (with Luong Hoang Luong, Fariborz Moshirina, Lily Nguyen, and Bohui Zhang), 2017, Journal of Financial and Quantitative Analysis, Vol. 52 (4), 1449-1490
[15] “What Affects Innovation More: Policy or Policy Uncertainty?” (with Utpal Bhattacharya, Po-Hsuan Hsu, and Yan Xu), Journal of Financial and Quantitative Analysis, Vol. 52 (5), 1861-1901.
[16] “Bank Interventions and Firm Innovation: Evidence from Debt Covenant Violations,” (with Yuqi Gu and Connie Mao),2017, Journal of Law and EconomicsVol. 60 (4). 637-671
[17] “Accessibility and Materialization of Firm Innovation,” (with Ning Jia), 2018,Journal of Corporate Finance, Vol. 48 (1), 515-541.
[18] “Do Antitakeover Provisions Spur Corporate Innovation? A Regression Discontinuity Analysis,” (with Thomas Chemmanur), 2018,Journal of Financial and Quantitative Analysis, Vol. 53 (2), 1-32.
[19] “How Does Hedge Fund Activism Reshape Corporate Innovation?” (with Alon Brav, Wei Jiang, and Song Ma),Journal of Financial Economics, forthcoming
[20] “Corporate Innovation along the Supply Chain,” (with Yongqiang Chu and Wenyu Wang), , forthcoming
[21] “Peer Monitoring, Syndication, and the Dynamics of Venture Capital Interactions: Theory and Evidence,” (with Onur Bayar and Thomas Chemmanur), , forthcoming
發表綜述論文
[22] “Finance and Corporate Innovation: A Survey,” (with Jack He), ,47 (2), 165-212
工作論文
[23] “The Role of Human Capital: The Case of Corporate Innovation,” with Tong Liu and Yifei Mao
[24] “Does Political Uncertainty Affect Venture Capital?” with Kailei Ye
[25] “Rent Seeking, Brokerage Commissions, and the Pricing and Allocation in Initial Public Offerings,” with Thomas Chemmanur and Bibo Liu
[26] “Do Short Sellers Exacerbate or Mitigate Managerial Myopia? Evidence from Patenting Activities” with Jack He
[27] “Acquiring Innovation,” with Tong Liu and Merih Sevilir
[28] “Buying on Certification: Government Procurement and Credit Ratings,” with Kevin Green and Han Xia
[29] “The Real Effects of Sharing Economy: Evidence from Airbnb,” with Yifei Mao and Kailei Ye
[30] “How does Human Capital Matter? Evidence from Venture Capital,” with Lifeng Gu, Ruidi Huang, and Yifei Mao
[31] “Unleashing Innovation,” with Yifei Mao and Xiaoyun Yu
[32] “Hard Marriage with Heavy Burdens: Organized Labor as Takeover Deterrents,” with Wenyu Wang
[33] “Asymmetric Cost Behavior and Dividend Policy,” with Jie He, Huan Yang, and Luo Zuo
[34] “Financial Liberalization and Innovation,” with Fariborz Moshiran, Wenrui Wang, and Bohui Zhang.
[35] “The Real Effect of Privatization: Evidence from China’s Split Share Structure Reform,” with Yongxian Tan, Xinde Zhang, and Hailong Zhao
[36] “Information Spillover and Cross Monitoring between the Stock Market and Loan Market,” with Matthew Billett and Fangzhou Liu
[37] “Do Venture Capital Investors Learn from Public Markets?” with Bibo Liu
[38] “The Holy Grail of Teamwork: Management Team Synergies and Firm Innovation,” with Ning Jia and Weining Zhang
[39] “Financial Reporting Frequency and Corporate Innovation,” with Renhui Fu, Arthur Kraft, Huai Zhang, and Luo Zuo
[40] “Policy Uncertainty and Household Credit Access: Evidence from Peer-to-peer Crowdfunding,” with Xiang Li and Bibo Liu
[41] “Do Place-based Programs Affect Local Innovation and Entrepreneurship?” with Jiajie Xu
[42] “Trademarks in Entrepreneurial Finance: Empirical Evidence from Venture Capital Investments in Private Firms and Venture-Backed IPOs,” with Thomas Chemmanur, Harshit Rajaiya, and Qianqian Yu
[43] “Do Entrepreneurs Make Good VCs?” with Ye Cai and Merih Sevilir
專著
《創新的資本邏輯》，北京大學出版社， 2018
學術會議
2018: American Finance Association Annual Meetings (Philadelphia), NBER Chinese Economy program (Beijing, China), China International Conference in Finance (Tianjin, China, 4 papers), MIT Asia Conference in Accounting (Hong Kong, China), Fintech, Credit, and the Future of Banking Conference (Luzern, Switzerland), Financial Management Association Meetings (San Diego, 4 papers), Asia/Pacific Financial Management Association Meetings (Invited Session, Hong Kong, China), Sun Yat-Sen University Finance Conference (Invited Speaker, Zhuhai, China), Peking University, Renmin University, Hunan University
2017: American Finance Association Annual Meetings (Chicago, discussion), SFS Cavalcade Asia-Pacific (Beijing, China), China International Conference in Finance (Hangzhou, China, 3 papers), Financial Management Association Meetings (Boston, 2 papers), Asia/Pacific Financial Management Association Meetings (Taipei, China), Australian Banking and Finance Conference (Sydney, Australia), Midwest Finance Association Meetings (Chicago), CAFM Conference (Seoul, Korea), University of International Business and Economics, Xiamen University, Shanghai Finance and Law Research Institute, Central University of Finance and Economics, Nanjing University
2016: American Finance Association Annual Meetings (San Francisco, 3 papers), The Financial Intermediation Research Society Conference (Lisbon, Portugal), SFS Finance Cavalcade Conference (Toronto, Canada), Delaware Corporate Governance Symposium (Newark), European Finance Association Annual Meetings (Oslo, Norway, 2 papers), Conference on Financial Economics and Accounting (Toronto, Canada), China International Conference in Finance (Xiamen, China, 4 papers), MIT Asian Conference in Accounting (Xiamen, China), Asian Bureau of Financial and Economic Research (Singapore, discussion), Australasian Finance and Banking Conference (2 papers, Sydney, Australia), Southern Finance Association Annual Meetings (San Destin), China Finance Research Conference (Beijing, China), CAFM Conference (Seoul, Korea), Paris Financial Management Conference (Paris, France), Peking University (National Institute of Development), Renmin University, Haerbin University of Technology
2015: American Finance Association Annual Meetings (Boston, 3 papers), Conference on Financial Economics and Accounting (Newark), China International Conference in Finance (Shenzhen, China, 2 papers), Financial Management Association Annual Meetings (Orlando, 2 papers), Journal of Law, Finance and Accounting (JLFA) conference (Hong Kong, discussion), Asian Financial Management Association Meetings (Seoul, South Korea), Australian Banking and Finance Conference (Sydney, Australia, discussion), Tsinghua University (PBC School of Finance)
2014: Western Finance Association Annual Meetings (Monterey), American Economic Association Annual Meetings (Philadelphia), Association of Financial Economics Annual Meetings (Philadelphia), European Finance Association Annual Meetings (Lugano, Switzerland, 2 papers), Napa Conference on Financial Markets Research (Napa Valley), CEAR/Finance Department Symposium at the Georgia State University (Atlanta), The Financial Intermediation Research Society Conference (Quebec City, Canada, paper and discussion), Entrepreneurial Finance and Innovation Conference (Boston, 2 papers), Conference on Financial Economics and Accounting (Atlanta), China International Conference in Finance (Chengdu, China, 3 papers and 2 discussions), Financial Management Association Annual Meetings (Nashville), London Business School Summer Finance Symposium (London, UK), Northern Finance Association Annual Meetings (Ottawa, Canada), Australian Banking and Finance Conference (Sydney, Australia, discussion), Indiana University, Tsinghua University (School of Economics and Management), Peking University (Guanghua School of Management, School of Economics)
2013: Western Finance Association Annual Meetings (Lake Tahoe, 4 papers), American Finance Association Annual Meetings (San Diego), NBER Productivity, Innovation, and Entrepreneurship Program Conference (Boston), European Finance Association Annual Meetings (Cambridge, UK), Kauffman Entrepreneurial Finance and Innovation Conference (Boston), SunTrust FSU Finance Spring Beach Conference (Sandestin), China International Conference in Finance (Shanghai, China), Inaugural CSEF Conference on Finance and Labor (Capri, Italy), Summer Institute of Finance Conference (Suzhou, China), Inaugural CEPR European Workshop on Entrepreneurship Economics (Amsterdam, Netherlands), Financial Management Association Meetings (Chicago, 2 papers), State of Indiana Finance Symposium (Bloomington), Financial Management Association European Conference (Luxembourg, Luxembourg), Columbia University, Dartmouth College, Harvard Business School (EM unit), Southern Methodist University, University of Texas at Dallas, Texas Christian University, Temple University, University of Delaware, Tsinghua University (Accounting), Cheung Kong Graduate School of Business, Chinese University of Hong Kong, Hong Kong University of Science and Technology, City University of Hong Kong, SAIF of Shanghai Jiao Tong University, PBC School of Finance at Tsinghua University, Indiana University
2012: American Finance Association Annual Meetings (Chicago, 2 papers), Western Finance Association Annual Meetings (Las Vegas, discussion), European Winter Finance Conference (Flims, Switzerland), The Financial Intermediation Research Society Conference (Minneapolis, paper and discussion), European Finance Association Annual Meetings (Copenhagen, Denmark), Kauffman-RCFS Entrepreneurial Finance and Innovation Conference (Boston, 2 papers), Tsinghua University International Corporate Governance Conference (Beijing, China, invited speaker), Kauffman Foundation-USPTO Conference on Innovation and Entrepreneurship (Chicago), China International Conference in Finance (Chongqing, China), Financial Management Association Annual Meetings (Atlanta, 4 papers), the CFA-FAJ-Schulich Conference on Fraud, Ethics, and Regulation (Toronto), Law and Entrepreneurship Retreat (Bloomington), Indiana University, Purdue University, University of South Florida, Tsinghua University
2011: Western Finance Association Annual Meetings (Santa Fe), NBER Entrepreneurship Program Conference (Boston), American Economic Association Annual Meetings (joint with ASSA, Denver), Econometric Society Winter Meetings (joint with ASSA, Denver), Inaugural Society for Financial Studies Finance Cavalcade (Ann Arbor, 2 papers), Third Paris Spring Corporate Finance Conference (Paris), The Financial Intermediation Research Society Conference (Sydney, 2 papers), Kauffman-RCFS Entrepreneurial Finance and Innovation Conference (Boston), SunTrust FSU Finance Spring Beach Conference (Sandestin, 2 papers), Annual Conference on Entrepreneurship and Innovation at Northwestern University (Chicago, paper and discussion), Canadian Conference on Economics of Entrepreneurship and Innovation (Kingston, Canada, invited speaker), China International Conference in Finance (Wuhan, China, 2 papers), Financial Management Association Annual Meetings (Denver, 3 papers), European Financial Management Symposium on Alternative Investments (Toronto), Indiana University
2010: Annual Conference on Financial Economics and Accounting (College Park), The Financial Intermediation Research Society Conference (Florence), Inaugural Entrepreneurial Finance and Innovation Conference (Boston, 2 papers), 2nd ESSEC Private Equity Conference (Paris), Napa Conference on Financial Markets Research (Napa Valley), Annual Behavioral Conference at DePaul University, SunTrust FSU Finance Spring Beach Conference (Sandestin), China International Conference in Finance (Beijing, China), Financial Management Association Annual Meetings (New York City, 2 papers), Tsinghua University, Peking University, Shanghai JiaoTong University, Indiana University (x2)
200 9: NBER Entrepreneurship Program Conference (Boston), 6th Annual Conference on Corporate Finance at Washington University, Annual Conference on Financial Economics and Accounting (New Brunswick, paper and discussion), IU-Notre Dame-Purdue Finance Symposium (West Lafayette), Financial Management Association Annual Meetings (Reno, 2 papers), 2nd Annual Conference on Entrepreneurship and Innovation (Chicago), China International Conference in Finance (Guangzhou, China, 2 paper and 2 discussions), Midwest Finance Association Annual Meetings (Chicago, discussion)
2008: The Financial Intermediation Research Society Conference, Anchorage (Alaska, 2 papers and 2 discussions), Annual Conference on Financial Economics and Accounting (Austin), University of Alberta, University of Arkansas, Chinese University of Hong Kong, Georgetown University, Georgia State University, Hong Kong University of Science and Technology, Indiana University, University of Notre Dame, Queen’s University, University of South Florida, University of Tennessee, Tulane University
2007: Western Finance Association Annual Meetings (Big Sky), European Finance Association Meetings (Ljubljana, 2 papers), Financial Management Association Meetings (Orlando, 3 papers), Southern Finance Association Meetings (Charleston, 3 papers), China International Conference in Finance (Chengdu, China, paper and discussion), Annual Trans-Atlantic Doctoral Conference (London, paper and discussion), Eastern Finance Association Meetings, Midwest Financial Association Meetings, Southwestern Financial Association Meetings, University of Alabama, Boston College (x2), Clemson University, Iowa State University, Lehigh University, University of New Hampshire, University of Rhode Island, University of San Diego, Southern Illinois University at Carbondale, SUNY Buffalo, University of Hong Kong
2006: Boston College
專業學術會議應邀發言人
2019:10th Annual International Conference on the Chinese Economy, Hong Kong
2018: CAFM Conference, Seoul, Korea
Summer Research Boot Camp on Corporate Finance and Financial Intermediation, Tsinghua University and Hong Kong Polytechnic University
2017: Ph.D. Forum, Australian Banking, and Finance Conference, Sydney Australia
Inaugural Conference on Venture Capital for Chinese Young Scholars, East China University of Science and Technology
China Finance Review International Conference, Shanghai Jiaotong University
The 14th International Conference on Service Systems and Service Management, Dalian
Summer Research Boot Camp on Entrepreneurial Finance and Financial Intermediation, Tsinghua University, Hong Kong Polytechnic University, and University of International Business and Economics
2016: Conference on the Macroeconomy of China and the World, Fudan University
International Finance and Monetary Policy Conference, Nottingham University (Ningbo)
Summer Research Boot Camp on Entrepreneurial Finance and Financial
Intermediation, Tsinghua University, and Hong Kong Polytechnic University
Summer Research Boot Camp, Shanghai Jiaotong University
Conference on Chinese Capital Markets, Peking University
2015: Research Camp for Young Scholars, Tsinghua University and Peking University, Beijing China
2014:CEAR/Finance Department Symposium at the Georgia State University 2014： 2014 ：HKUST Entrepreneurship and Finance Conference, Hong Kong, China
2012: Tsinghua International Corporate Governance Conference, Beijing, China
2011: Canadian Conference on Economics of Entrepreneurship and Innovation, Kingston, Canada
榮譽與獎項
國家傑出青年， 2018
卓越青年科學家， 2018
Korean Investment & Securities Co., Ltd. Outstanding Paper Award in the 13th International Conference on Asian-Pacific Financial Markets, 2018
第十六屆“良師益友”獎，清華大學， 2018
青年教師教學優秀獎，清華大學，2018
北京市無黨派人士建言獻策優秀成果特等獎，2018
Samsung Securities Co., Ltd. Outstanding Paper Award in the 12th International Conference on Asian-Pacific Financial Markets, 2017
教育部“長江學者”特聘教授， 2016
中國管理學青年獎， 2016
“學術新人”獎，清華大學， 2016
第十五屆“良師益友”獎，清華大學， 2016
Best Paper Award in the Delaware Corporate Governance Symposium, 2016
Honorable Mention, IRRC Institute Research Award, 2015
Kelley School of Business Research Excellence Award, 2015
Semifinalist for Best Paper Award in Asian FMA Annual Meetings, 2015
Kelley School of Business Research Excellence Award, 2014
Jensen Prize (2nd place) for the best paper published in 2011 in the areas of Corporate Finance and Organizations inJournal of Financial Economics, 2012
Kelley School of Business Research Excellence Award, 2012
Best Paper Award in Financial Institutions & Markets at FMA Annual Meetings, 2012
Semifinalist for Best Paper Award in Financial Institutions & Markets at FMA Annual Meetings, 2013
Semifinalist for Best Paper Award in Corporate Finance at FMA Annual Meetings, 2012
Semifinalist for Best Paper Award in Corporate Finance at FMA Annual Meetings, 2011
Semifinalist for Best Paper Award in Financial Institutions & Markets at FMA Annual Meetings, 2011
Indiana University CIBER Faculty Research Grant, 2011-2012
Nominated for the Trustee Teaching Awards at Indiana University, 2010
NBER Entrepreneurship Research Boot Camp Participant, NBER, 2008
McGraw-Hill/Irwin Best Corporate Finance Paper Award at Southern Finance Association Meetings, 2007
Best Doctoral Student Paper Award at Southwestern Finance Association Meetings, 2007
Doctoral Student Consortium Participant, Financial Management Association, 2007
Graduate Student Fellowship, Department of Finance, Boston College, 2003-2008
University Fellowship, Department of Economics, University of Washington, 2001-2003
Outstanding Student Fellowship, Beijing (Peking) University, 1997,
教學經歷
教授
•2018秋季: 清華大學，公司金融
•2018秋季: 清華大學，全球私募股權市場
•2018秋季: 清華大學，創新的資本邏輯
•2018秋季：清華大學，高級金融前沿問題
•2018春季: 清華大學，公司金融
•2018春季: 清華大學，全球私募股權市場 [9]
•2017秋季：清華大學，公司金融
•2017秋季：清華大學，全球私募股權市場
•2017秋季：清華大學，公司治理
•2017春季：清華大學，全球私募股權市場
•2017春季：清華大學，公司治理
•2017春季：清華大學，公司金融
•2016秋季：清華大學，公司金融
•2016秋季：清華大學，高級金融前沿問題
•2016春季：清華大學，全球私募股權市場
•2016春季：清華大學，公司治理
•2016春季：清華大學，博弈論及其商業套用
•2015秋季：清華大學，公司金融
•2015秋季：清華大學，高級金融前沿問題
•2015春季：清華大學，創業金融與風險投資
•2015春季：清華大學，全球創投市場
•2014秋季：清華大學，公司金融
•2014秋季：清華大學，定量與定性研究方法
•2008-2011秋季，2013-2014春季：印第安納大學，企業財務戰略與公司治理
•2008年秋季：印第安納大學，中級公司金融
•2007年秋季：波士頓學院，金融學基礎
•2002年夏季：華盛頓大學，初級個體經濟學
客座教授
•印第安納大學，公司金融博士研討會
博士學位論文委員會聯合主席 （畢業去向）
•李響 (金融學，在讀)
•錢佳琪 (金融學，在讀)
•楊元辰 (金融學，在讀)
•隗瑋 (金融學，在讀)
•趙文慶(金融學，在讀)
•李理(金融學，在讀)
•歐陽方家(金融學，在讀)
•丁娜(金融學，中央財經大學，2018)
•孟清揚 (金融學，華夏基金，2018)
•Yifei Mao (金融學，康奈爾大學，2015)
•Brian Wolfe（金融學，紐約州立大學布法羅分校，2014） [8]
博士學位論文委員會委員（畢業去向）
•Kenneth Weakley (金融學，印第安納大學，2014)
•Bader Alhashel (金融學，科威特大學，2012)
•Alexander Borisov (金融學，辛辛那提大學，2012)
•Daniel S. Kim (金融學，中國北京大學，2012)
•Eun Seok Han(經濟學，韓國POSCO研究院，2011)
博士論文開題審查委員會外部成員
•Gabby Wang (會計學，2013)
教學助理
•2005-2007 波士頓大學，高級公司金融研討會（博士生課程），公司金融研討會（博士生課程），高級公司金融（MBA課程）， 金融經濟計量學（MBA課程），金融學基礎（本科課程）
•2002-2003 華盛頓大學，個體經濟學入門（本科課程） [9]
校內外服務
中國證監會上市公司併購重組審核委員會，2016-
Consultant Expert, World Bank, 2017
Advisory Board Member, FMA Survey & Synthesis Series, 2016-2018
Finance Department Doctoral Committee, Kelley School of Business, 2013 – 2014
Finance Department Seminar Series Coordinator, Kelley School of Business, 2011 – 2013
Finance Department Undergraduate Committee, Kelley School of Business, 2010 – 2011;2013 – 2014
Judge for Kelley Global Scholar Case Competition, Kelley School of Business, 2014
Undergraduate Policy Committee, Kelley School of Business, 2013 – 2014
Research Policy Committee, Kelley School of Business, Indiana University, 2012 – 2013
Honors Program Committee, Kelley School of Business, Indiana University, 2011 – 2012
國際學術期刊評審人
•American Economic Review, Journal of Finance, Journal of Financial Economics, Review of Financial Studies, Journal of Financial and Quantitative Analysis, Management Science, The Accounting Review, Review of Finance, Review of Corporate Finance Studies, Journal of Financial Intermediation, Journal of Economics & Management Strategy, Journal of Corporate Finance, Journal of Banking and Finance, Journal of Business Venturing, China Economic Review, Economics Letters, Financial Management, Journal of Empirical Finance, Journal of Business Finance and Accounting, Finance Research Letters, European Economic Review, European Financial Management, Financial Review, Journal of Legal Studies, Journal of Economics and Business, Pacific-Basin Finance Journal, Financial Review, Quarterly Review of Economics and Finance, Corporate Governance: An International Review, International Business Review, China Finance Review
•學術委員會成員: Western Finance Association Meetings (2018)
•學術委員會成員: Financial Management Association Meetings (2018)
•學術委員會成員和分會場主席: China International Conference in Finance (2018)
•學術委員會成員: China Financial Research Conference (2018)
•評審專家：Research Grant Council of Hong Kong (2018, 5 proposals)
•評審專家：國家自然科學基金委(2018, 14 proposals)
•學術委員會成員: Summer Institute of Finance (2018)
•學術委員會成員: 孫冶方金融創新獎(2018)
•學術委員會成員：成思危基金獎(2018)
•學術委員會成員: China Finance Review International Conference (2018)
•學術委員會成員: Western Finance Association Meetings (2017)
•學術委員會成員: European Finance Association Meetings (2017)
•學術委員會成員: SFS Cavalcade Asia-Pacific Meetings (2017)
•學術委員會成員: Summer Institute of Finance (2017)
•學術委員會成員和分會場主席: China International Conference in Finance (2017)
•聯合主席: Summer Research Boot Camp on Financial Intermediation and Market (2017)
•學術委員會成員: MIT Asia Conference in Accounting (2017)
•學術委員會成員: Financial Management Association Meetings (2017)
•學術委員會成員: Asian Financial Management Association Meetings (2017)
•分會主席, Midwest Finance Association Meetings (2017)
•學術委員會成員: European Finance Association Meetings (2017)
•學術委員會成員: Western Finance Association Meetings (2017)
•學術委員會成員: Financial Management Association Meetings (2017)
•學術委員會成員: Asian Financial Management Association Meetings (2017)
•學術委員會成員: China Financial Research Conference (2017)
•共同主席: Summer Research Boot Camp on Entrepreneurial Finance and Financial Intermediation (2016)
•學術委員會成員: Western Finance Association Meetings (2016)
•學術委員會成員: European Finance Association Meetings (2016)
•學術委員會成員: Conference on Financial Economics and Accounting (2016)
•學術委員會成員: Financial Management Association Meetings (2016)
•學術委員會成員 and session chair: China International Conference in Finance (2016)
•學術委員會成員: Conference on Asia-Pacific Financial Markets (2016)
•學術委員會成員: Asian Financial Management Association Meetings (2016)
•學術委員會成員: China Financial Research Conference (2016)
•評審委員會執委: 孫冶方金融創新獎(2016)
•評審專家：Research Grant Council of Hong Kong (2016, 6 proposals)
•共同主席, RFS-Sponsored Conference on Entrepreneurial Finance and Innovation Around the World (2015)
•共同主席, China International Conference in Finance (2015)
•評審委員會執委: 孫冶方金融創新獎(2015)
•學術委員會成員: Western Finance Association Meetings (2015)
•學術委員會成員: European Finance Association Meetings (2015)
•學術委員會成員和分會場主席: China International Finance Conference (2015)
•評審專家：Research Grant Council of Hong Kong (2015, 3 proposals)
•學術委員會成員: Western Finance Association Meetings (2014)
•學術委員會成員 and Session Chair: China International Finance Conference (2014)
•評審專家：Research Grant Council of Hong Kong (2014, 3 proposals)
•評審專家：Social Sciences and Humanities Research Council of Canada (2014)
•學術委員會成員: Financial Management Association Meetings (2014)
•學術委員會成員: Asian Financial Management Association Meetings (2014)
•學術委員會成員: Financial Management Association Meetings (2013)
•評審專家：Research Grant Council of Hong Kong (2013, 2 proposals)
•評審專家：Social Sciences and Humanities Research Council of Canada (2013)
•學術委員會成員: SFS Finance Cavalcade Conference (2012)
•學術委員會成員: Financial Management Association Meetings (2012)
•評審專家：Research Grant Council of Hong Kong (2012)
•評審專家：“Entrepreneurial Finance” by Gary Gibbons, Robert Hisrich, and Carlos Silva, SAGE Publications (2012)
•學術委員會成員: Conference on Financial Economics and Accounting (2011)
•學術委員會成員: Financial Management Association Meetings (2011)
•External reviewer for Research Grant Council of Hong Kong (2011)
•學術委員會成員: Financial Management Association Meetings (2010)
•External reviewer for Social Sciences and Humanities Research Council of Canada (2010)
•學術委員會成員: Midwest Finance Association Meetings (2009)
•學術委員會成員: Financial Management Association Meetings (2008)
•學術委員會成員: Eastern Finance Association Meetings (2008)
•Book reviewer for “Venture Capital and Private Equity Contracting: An International Perspective,” by Douglas Cumming and Sophia Johan, Elsevier (2008)
•學術委員會成員: Financial Management Association Meetings (2007)
•學術委員會成員: Southern Finance Association Meetings (2007)
•學術委員會成員: Eastern Finance Association Meetings (2007) [8]
